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Director - Electronic Trading Compliance Advisory

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Company
Jacobson Garner
Job location
London, UK
Salary
Undisclosed
Posted
Hosted by
Adzuna

Job details

A leading global investment bank is seeking a senior-level Director of Compliance Advisory to join its dynamic London-based team. This is a high-impact role within the Compliance function, focused on advising the Electronic Trading business and guiding the firm through the evolving regulatory landscape surrounding AI-driven trading technologies. Role Overview: As Director, you will act as a strategic advisor to front office trading and technology stakeholders, ensuring that the firm’s electronic trading platforms and AI-enabled tools comply with relevant UK, EU, and global regulations. You will provide subject matter expertise on algorithmic trading, market abuse, best execution, and data governance in relation to AI models and automated decision-making. Key Responsibilities: Provide real-time advisory to trading desks on compliance risks related to electronic and algorithmic trading. Advise on the development and deployment of AI and machine learning tools within trading, ensuring regulatory alignment. Interpret and communicate regulatory expectations across global jurisdictions, including FCA, ESMA, and SEC. Collaborate with Technology, Legal, Risk, and Surveillance to ensure proper controls, documentation, and oversight. Contribute to regulatory engagement and audit readiness, including input into responses and senior regulator meetings. Key Requirements: Deep knowledge of electronic trading, algo compliance, and AI governance in a financial services context. Prior experience in a senior compliance advisory role within an investment bank or trading firm. Strong understanding of MAR, MiFID II, RTS 6, and evolving AI-related guidance. Excellent communication and stakeholder management skills, particularly with front office and technical teams.
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